ATS (Automated Trading Systems)
- Warnung CNMV Spain
CNMV ISSUES WARNING TO THE PUBLIC ON UNREGISTERED FIRM
Pursuant to the second paragraph of Article 17 of the Securities Markets Law (recast text approved by
Royal Legislative Decree 4/2015, of 23 October), the Comisión Nacional del Mercado de Valores (National
Securities Market Commission) warns that:
ATS - AUTOMATED TRADING SYSTEMS
is not authorised to provide the investment services detailed in Article 140 of the Spanish Securities
Markets Act, which include investment advice, nor to provide the auxiliary services detailed in Article
141(a), (b), (d), (f) and (g) of said Act in relation to the financial instruments detailed in Article 2 of said
Act, including, for those purposes, foreign currency transactions.
For any enquiries, please contact the Comisión Nacional del Mercado de Valores enquiry line on
900 535 015 or visit CNMV’s website (www.cnmv.es).
6 July 2020