ANZ Capitals (Vimaxo Ltd)
- Warnung CNMV Spain
CNMV ISSUES WARNING TO THE PUBLIC ON UNREGISTERED FIRM
Pursuant to the second paragraph of Article 17 of the Securities Markets Law (recast text approved by
Royal Legislative Decree 4/2015, of 23 October), the Comisión Nacional del Mercado de Valores (National
Securities Market Commission) warns that:
is not authorised to provide the investment services detailed in Article 140 of the Securities Markets
Law, , or to provide the auxiliary services detailed in letters a), b), d), f) and g) of Article 141 of the said
Law in relation to the financial instruments detailed in Article 2 of the said Law, including, for those
purposes, foreign currency transactions.
For any enquiries, please contact the Comisión Nacional del Mercado de Valores enquiry line on
900 535 015 or visit CNMV’s website (www.cnmv.es).
9 March 2020