AAFX Trading Company Ltd
- Warnung SFC Hong Kong
Name: (New) AAFX Trading Capital / AAFX Trading Company Ltd
Type: Unlicensed entities
Address(es): (i) Two Exchange Square 8 Connaught Place Central, Hong Kong
(ii) Suite 305, Griffith Corporate Centre, Beachmont, Box 1510 Kingstown, St. Vincent and the Grenadines
(iii) Level 4, 27 – 20 Shelley King Street Sydney NSW 2000, Australia
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Yellow Sand International Ltd for settlement.
Add date: 29 Mar 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
2019-11-04, Public warning by CNMV Spain against AAFX TRADING COMPANY LTD, AAFx Trading
CNMV ISSUES WARNING TO THE PUBLIC ON UNREGISTERED FIRM
Pursuant to the second paragraph of Article 17 of the Securities Markets Law (recast text approved by
Royal Legislative Decree 4/2015, of 23 October), the Comisión Nacional del Mercado de Valores (National
Securities Market Commission) warns that:
AAFX TRADING COMPANY LTD
is not authorised to provide the investment services detailed in Article 140 of the Securities Markets
Law, which include investment advice, or to provide the auxiliary services detailed in letters a), b), d),
f) and g) of Article 141 of the said Law in relation to the financial instruments detailed in Article 2 of the
said Law, including, for those purposes, foreign currency transactions.
For any enquiries, please contact the Comisión Nacional del Mercado de Valores enquiry line on
900 535 015 or visit CNMV’s website (www.cnmv.es).
4 November 2019.