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AJ Nelson Consultants LLC

AJ Nelson Consultants LLC - Waarschuwing FCA UK - 2013-Jul-05

AJ Nelson Consultants LLC
Warnings Published: 04/07/2013 Last updated: 04/07/2013
We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.

This statement is to advise members of the public that an organisation identifying itself to UK citizens as:

AJ Nelson Consultants LLC
Address: The Commerce Building, 708 Third Avenue, New York, NY 10017, USA
Tel: +1 646 205 2769
Fax: +1 646 224 9557

is not authorised under the Financial Services and Markets Act 2000 (FSMA) to carry on a regulated activity in the UK. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ('investments' include futures, options, bonds, stocks and shares).

We believe that the organisation has targeted UK customers.

What does this mean for you?
If you are an investor, you should be aware that the Financial Ombudsman Service and the Financial Services Compensation Scheme are not available if you deal with an unauthorised company or individual.

How can you check whether a firm is authorised?
To find out whether a company or individual is authorised, go to the FS Register.